Sure we were nervous about leaving (firm omitted) wirehouse; however Richard took the time to educate us on our options, which gave us the confidence to pursue our dream to own our own business. I know this is cliche, but I really do wish we did this sooner.

We knew what we wanted and didn’t want in a broker-dealer; Richard helped us narrow our options, saving time and allowing us to return to what we do best – serve clients.

Since our last firm announced the merger – we needed to know our options

A real time saver… after we made three calls to broker-dealers on our own, we knew we needed help.